VOL.6 NO. 12 (December, 1996) PP. 176-178.
EXPLICIT AND AUTHENTIC ACTS: AMENDING THE U.S. CONSTITUTION,
1776-1995 by David E. Kyvig. Lawrence, Kansas: University Press
of Kansas, 1996. 604 pp. Cloth $55.00. Reviewed by Donald W.
Jackson, Department of Political Science, Texas Christian
University.
As a comprehensive source for the political/constitutional
history surrounding both successful and failed efforts to amend
the U.S. Constitution, David Kyvig's, EXPLICIT AND AUTHENTIC
ACTS, fills the bill. The book is clearly written and rich in
detail; however, perhaps because of its intended detailed
treatment of proposed and accomplished amendments, it is likely
to be more useful as a source of background information than for
its analysis.
The book's conceptual perspective is explained in the preface
when, in commenting on Bruce Ackerman's 1991 book, WE THE PEOPLE,
Kyvig suggests that Ackerman failed to develop fully the
differences between formal and informal constitutional change.
Kyvig also believes that most scholars have "undervalue[d]
the singular role of formal amendment in American
constitutionalism." Accordingly, this book seeks to address
the imbalance by offering (p. xi) a "historical appraisal
that finds unparalleled power in what George Washington called
'an explicit and authentic act' of constitutional
articulation." Kyvig argues that constitutional change
rarely can be safely secured except through constitutional
amendment. For a notable example, he suggests (pp. 289, 313-14)
that Franklin Roosevelt's failure to secure the New Deal through
a constitutional amendment affirming the expansion of federal
regulatory power was a serious mistake that led to continuing
conflict over the division of powers between the national
government and the states. To undergird that suggestion, in
Chapter 1 Kyvig places the idea of establishing and binding a
government through written constitutional constraints, subject to
formal but workable amendment process, at the core of the
American experience.
Among the notable failures of the Articles of Confederation was
the requirement of unanimous state consent to amendments. The
failed efforts of Congress in the 1780s to overcome the obstacle
of unanimity informed the drafting of Article V of the U.S.
Constitution. The provision for amendment in Article V came late
in the convention. Kyvig concludes (p. 55) that "the members
of the Philadelphia convention clearly wanted to create an
amending system that, without rendering the Constitution
unstable, would allow generally agreed-upon change to take
place."
In Chapter 4 Kyvig presents a vivid account of efforts to ratify
the U.S. Constitution, including (p. 69) the antifederalists'
raising the absence of a bill of rights as a serious flaw. That
account and Kyvig's review in Chapter 5 of the proposal by
Madison in June 1789 of a bundle of amendments the bulk of which
eventually were ratified as the Bill of Rights may serve as
excellent brief treatments of these subjects for students.
In his treatment of the origins of judicial review in Chapter 6
Kyvig raises again his conceptual "battle flag"
favoring the importance of the amendment process when he argues
(p. 128) that, "A great deal of controversy over judicial
review has arisen in the twentieth century, predicated on the
assumption that it delivered absolute and final constitutional
authority to the courts. Constitutionally speaking, judicial
review never became the last word. A judicial decision could
always be appealed to the ultimate sovereignty of the people
through the amendment process." The difficulty with that
position is that, properly redirected, it applies to constitution
amendments as well. To suggest that either a constitutional
decision (rendered by judges) or that a constitutional amendment
(produced through a difficult amendment process but not
necessarily by the "ultimate sovereignty of the
people") produce "last words" on the U.S.
Constitution might be true for a political system frozen at a
particular point in time, but neither can be true for an ongoing
system in which mere mortals are the only conscious actors. Kyvig
does, however, concede the importance of John Marshall's
contribution to the meaning of Constitution in Marbury v. Madison
and McCulloch v. Maryland. Considering the first seventy-five
years of the U.S. Constitution, excepting the impact of the Bill
of Rights itself, how could it be otherwise?
There are a number of interesting historical tidbits throughout
this book that were new to me. For example, Kyvig's detailed
explanation (p. 140) of Calhoun's "nullification"
proposal makes intelligible what often is dismissed pejoratively
without explication. Calhoun's actual proposal was that a state
convention would be convened to consider a federal law, and if
the delegates agreed to protest the law, their protest would be
delivered to Congress. Congress could either repeal the law or
propose a constitutional amendment by the usual process.
Ratification of the amendment would be required to sustain the
law; otherwise it would be annulled. The net result in effect
would still have been to give a single state a veto over federal
legislation, but the devil is in the details.
Reinforcing the point that there is nothing new under the sun,
Kyvig's narrative discloses that in the last decades of the
nineteenth century Christian fundamentalists proposed a
constitutional amendment which would have declared (p. 189) that
"Almighty God [is] the Author of National Existence and the
source of all power and authority in Civil Government, Jesus
Christ [is] the Ruler of Nations, and the Bible [is] the
formation of law and the supreme rule for the conduct of
nations." Fundamentalists, it seems, were concerned (then as
now) about the secularization of American government. I was also
unaware that (p. 190) "Between 1894 and 1910 Congress
received at least nine proposals to alter the Constitution's
preamble to express trust in or acknowledge the authority of a
Christian God."
It is notable that Kyvig's discussion in Chapter 8 of the Civil
War amendments contains, implicitly, a critique of his own
objective of demonstrating the importance of formal amendments.
He notes (p. 155-56) that "The Civil War amendments, adopted
during a brief moment when political idealism and opportunity
crested simultaneously, would thereafter lie dormant for decades
before the political culture allowed their implementation."
While I have no quarrel with that sentence, its clear implication
is that constitutional amendments--by themselves (as well as
constitutional decisions made by judges--by themselves) may be
empty rhetoric. Something more is needed for rhetoric to be
translated into reality. Kyvig suggests that a supportive
political culture is required. Others might suggest that the
wills and resources of political authorities (executive,
legislative or judicial) and sometimes the special efforts of
political activists (Charles Houston and Thurgood Marshall come
to mind) to infuse empty rhetoric with conscious purpose. But
that is true for either constitutional amendments or for
decisions of federal courts.
Which brings us back to Kyvig's argument (p. 289) about
"[t]he failure of the New Deal to articulate itself in
specific constitutional terms." Discussions abound in papers
in the FDR Library about whether or when to propose a
constitutional amendment to support New Deal legislation. A
letter of May 29, 1935, from Felix Frankfurter to FDR proposed to
"Let the Court strike down any or all of them [New Deal
legislation] next winter or spring [1936] especially by a divided
court. Then [emphasized] propose a constitutional amendment
giving the national Government adequate power to cope with
national economic and industrial problems." Roosevelt
himself was persuaded that the amendment process was too slow and
difficult. In his letter to Frankfurter of February 9, 1937
(written four days after the submission of his
"court-packing" plan), FDR counted the chances of
achieving a two-thirds vote in this session" as no better
than "fifty-fifty." He also saw the ratification
process possibly extending into the 1940 national election. So he
chose not to seek a constitutional amendment, and made the
serious blunder of submitting his court-packing plan. Kyvig notes
such considerations by the Roosevelt administration but argues
that the failure of FDR to seek an amendment was a fundamental
mistake. However, in the end the Supreme Court's decision's
beginning in April 1937 probably produced as much fundamental
constitutional change as a broadly-worded amendment. Of course,
no one can know for certain, but it is not the case that the
constitutional revolution ratified by judicial decisions
beginning in 1937 has proven evanescent. Contemporary criticisms
of New Deal--Fair Deal--Great Society programs usually have
involved policy rather than constitutionality.
Kyvig's faith clearly is in the amendment process, and he is
consistent in his assessment through the end of the book. While
readers may question (as I have) whether his faith is entirely
warranted (or sustained by analysis), his book remains a valuable
resource on the history of the amendment process. It certainly
warrants the attention of all those who are interested in the
process of constitutional change.
Copyright 1996